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The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications in violation of ...

Get the latest updates on SEC football games, standings, schedules and headlines. See how Vanderbilt stunned Alabama, Georgia beat Auburn, Arkansas shocked Tennessee and more.

Get the latest news on SEC sports, including football, basketball, volleyball, golf and more. Find out the scores, highlights, schedules, rankings and awards of your favorite SEC teams and athletes.

The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.

Be the best SEC Football fan you can be with Bleacher Report. Keep up with the latest storylines, expert analysis, highlights, scores and more.

The Supreme Court has stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on other regulatory agencies.

Stay up-to-date with breaking news and top stories on US Securities and Exchange Commission. In-depth analysis, industry insights and expert opinion.

The SEC's new cybersecurity disclosure rules. As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of...